Tag: securities_and_exchange_commission
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SEC Commissioner Peirce Comments on Proposed Climate Disclosure Rule Rescission
SEC Commissioner Hester M. Peirce has released a statement concerning the proposed rescission of climate-related disclosure rules, highlighting ongoing internal discussions at the Securities and Exchange Commission regarding environmental reporting requirements.
BusinessPolitics and GovernmentEnvironmentFederal GovernmentEconomyClimate Change Securities and Exchange CommissionSECHester M. PeirceDisclosure RulesRescissionGovernment
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SEC Commissioner Uyeda Issues Statement on Climate Disclosure Rules
SEC Commissioner Mark T. Uyeda has released a statement regarding the rescission of climate-related disclosure rules. The full statement is now publicly available, as announced by the Securities and Exchange Commission.
Politics and GovernmentBusinessFederal GovernmentEconomyEnvironmentLegal Mark T. UyedaSecurities and Exchange CommissionClimate-Related Disclosure RulesRescissionStatementFinancial RegulationGovernment
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SEC Chairman Proposes Rescission of Climate Disclosure Rules
SEC Chairman Paul S. Atkins has released a statement proposing the rescission of climate-related disclosure rules. This move by the Securities and Exchange Commission suggests a significant change in environmental reporting requirements for companies, signaling a potential withdrawal of current…
Politics and GovernmentBusinessScience & TechnologyUSA SECPaul S. AtkinsClimate-Related Disclosure RulesRescissionSecurities and Exchange CommissionEnvironmental ReportingRegulations
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SEC Releases "CAT on a Hot Tin Roof" Speech by Jamie Selway
The SEC has released a new speech, "CAT on a Hot Tin Roof," by Jamie Selway, Director of the Division of Trading and Markets. The remarks are now available on the SEC's newsroom, offering insights from the division.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsEconomy Securities and Exchange CommissionSECJamie SelwayDivision of Trading and MarketsCAT on a Hot Tin RoofSpeechFinancial Regulation
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SEC Investor Advisory Committee to Meet on June 4
The SEC Investor Advisory Committee will hold a public meeting on June 4 in Washington D.C. to discuss private markets, passive index funds, and fund recommendations, offering public insight into key financial topics.
BusinessPolitics and GovernmentUSA Securities and Exchange CommissionInvestor Advisory CommitteePublic MeetingWashington D.C.Private MarketsPassive Index FundsFinancial Regulation
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SEC Chairman Atkins' Corporate Governance Remarks Now Available
Securities and Exchange Commission Chairman Paul S. Atkins delivered remarks at the Stanford Rock Center for Corporate Governance. The full text of his speech is now publicly accessible.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsEconomy Paul S. AtkinsSecurities and Exchange CommissionStanford Rock Center for Corporate GovernanceCorporate GovernanceRemarksSpeeches
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SEC and NFA Sign MOU to Boost Regulatory Coordination
The SEC and NFA have signed a Memorandum of Understanding to enhance cooperation, coordination, and information sharing. This agreement aims to harmonize regulatory efforts and improve oversight in areas of common interest, benefiting market participants.
BusinessPolitics and GovernmentEconomyFinancial MarketsFederal GovernmentLegal Securities and Exchange CommissionNational Futures AssociationMemorandum of UnderstandingRegulatory CoordinationInformation SharingFinancial Regulation
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SEC Chairman Atkins Issues Statement on Novel ETFs
SEC Chairman Paul S. Atkins has released a statement regarding novel Exchange-Traded Funds. The new information is now available, reflecting the Commission's focus on evolving financial market instruments.
BusinessPolitics and GovernmentFinancial MarketsFederal GovernmentEconomy Securities and Exchange CommissionPaul S. AtkinsExchange-Traded FundsRegulationFinanceGovernment
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SEC Commissioner Uyeda Proposes Offering and Filer Status Reforms
SEC Commissioner Mark T. Uyeda has released a statement proposing reforms for registered offerings, enhancing accommodations for Emerging Growth Companies, and simplifying filer status for reporting companies to streamline regulatory processes.
BusinessPolitics and GovernmentFederal GovernmentEconomyFinancial Markets Securities and Exchange CommissionMark T. UyedaRegistered Offering ReformEmerging Growth CompaniesFiler StatusReporting CompaniesFinancial Services
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SEC Commissioner Peirce Proposes Offering Reforms
SEC Commissioner Hester M. Peirce has issued a statement proposing reforms for registered offerings, enhancing emerging growth company accommodations, and simplifying filer status for reporting companies.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsEconomyLegal Hester M. PeirceSecurities and Exchange CommissionRegistered Offering ReformEmerging Growth CompaniesFiler StatusRegulatory ReformFinance
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SEC Commissioner Peirce Issues Statement on Settlements and Enforcement Actions
SEC Commissioner Hester M. Peirce has released a new statement, "Somewhere Between Cacophony and Euphony," discussing settlements and enforcement actions. This new insight into the Commission's regulatory approach is now available on the SEC's newsroom.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegal Hester M. PeirceSECSecurities and Exchange CommissionSettlementsEnforcement ActionsRegulatorySpeeches and Statements
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SEC Rescinds Policy on Enforcement Action Settlements
The Securities and Exchange Commission has rescinded a policy, Rule 202.5(e), which governed the denial of settlements in enforcement actions where sanctions were imposed. This move alters the SEC's approach to resolving such cases.
BusinessPolitics and GovernmentLaw EnforcementFederal GovernmentLegalFinancial Markets Securities and Exchange CommissionSECEnforcement ActionsSettlementsPolicy ChangeRule 202.5(e)Government
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SEC Chairman Atkins Addresses Financial Market Regulation
SEC Chairman Paul S. Atkins delivered remarks at the Conference on Financial Market Regulation. His address focused on key aspects of financial market oversight, underscoring the Commission's involvement in regulatory discussions.
BusinessPolitics and GovernmentFinancial MarketsFederal GovernmentEconomyGeneral PoliticsLegal Paul S. AtkinsSEC ChairmanSecurities and Exchange CommissionFinancial Market RegulationConferenceFinancial ServicesGovernment
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SEC Chairman Paul S. Atkins Addresses Access to Trump Accounts
The Securities and Exchange Commission has released a new statement from Chairman Paul S. Atkins regarding the facilitation of access to Trump accounts. The announcement highlights ongoing regulatory communications from the agency's leadership.
Politics and GovernmentBusinessScience & TechnologyFederal GovernmentGeneral PoliticsEconomyComputers and InternetLegal Securities and Exchange CommissionSECPaul S. AtkinsTrump accountsFinancial RegulationGovernment PolicySpeeches and Statements
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SEC Commissioner Mark T. Uyeda Releases Statement on Proposing Semiannual Reporting
The Securities and Exchange Commission has issued a new official statement from Commissioner Mark T. Uyeda. The newly released document addresses the proposal of semiannual reporting, adding to the agency's ongoing public disclosures and regulatory communications.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsEconomyLegal Securities and Exchange CommissionMark T. UyedaSemiannual ReportingFinancial RegulationGovernmentSEC
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SEC Chairman Paul S. Atkins Issues Statement on Semiannual Reporting Proposal
Securities and Exchange Commission Chairman Paul S. Atkins has issued a new statement regarding a proposing release for semiannual reporting. The official announcement was distributed through the agency's standard communication channels.
Politics and GovernmentBusinessFederal GovernmentEconomyFinancial MarketsLegal Securities and Exchange CommissionPaul S. AtkinsSemiannual ReportingFinancial RegulationBusiness and FinanceGovernment