Tag: division_of_enforcement

SEC Announces Departure of Principal Deputy Director Sam Waldon

22 Jul 2026 11:31 a.m.

Sam Waldon, Principal Deputy Director of the SEC's Division of Enforcement, is set to depart on July 31, 2026, after over 14 years. His successor will be announced later.

Politics and Government Business Law Enforcement Federal Government Financial Markets Legal Employment and Labor Sam Waldon SEC Division of Enforcement Departure Financial Regulation Government Personnel Change
CFTC Division of Enforcement Issues New Cooperation Policy Advisory

19 May 2026 4:20 p.m.

The CFTC's Division of Enforcement has released a new advisory, superseding prior policies, to clarify its approach to evaluating cooperation and self-reporting in enforcement matters. This updated guidance aims to standardize how entities engage with the Commission during investigations.

Politics and Government Law Enforcement Business Federal Government Legal Financial Markets CFTC Division of Enforcement Cooperation Policy Enforcement Matters Self-reporting Financial Regulation Government Policy