Tag: division_of_enforcement
-
CFTC Division of Enforcement Issues New Cooperation Policy Advisory
The CFTC's Division of Enforcement has released a new advisory, superseding prior policies, to clarify its approach to evaluating cooperation and self-reporting in enforcement matters. This updated guidance aims to standardize how entities engage with the Commission during investigations.
Politics and GovernmentLaw EnforcementBusinessFederal GovernmentLegalFinancial Markets CFTCDivision of EnforcementCooperation PolicyEnforcement MattersSelf-reportingFinancial RegulationGovernment Policy