Tag: enforcement_results

SEC Announces Enforcement Annual Results for Fiscal Year 2026

10 Nov 2026 2:03 p.m.

The SEC has released its enforcement results for fiscal year 2026, which ended September 30, saying its Division of Enforcement stayed focused on its core duty of protecting investors.

Business Politics and Government Law Enforcement Financial Markets Legal Federal Government Securities and Exchange Commission Division of Enforcement enforcement results fiscal year 2026 investor protection financial regulation