Tag: division_of_examinations
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SEC's Division of Examinations Announces New Exam Handbook
The SEC's Division of Examinations published a new handbook replacing its previous examination brochure, offering a practical guide on process and engagement for the firms it examines.
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegalBanking SECDivision of ExaminationsSEC Exam HandbookSecurities and Exchange CommissionFinancial RegulationExam Handbook
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SEC Examinations Director Keith Cassidy Outlines "Accessible and Integrated" Approach
The Securities and Exchange Commission has posted a new speech by Keith Cassidy, Director of the Division of Examinations, titled "Exams Accessible and Integrated."
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegal Securities and Exchange CommissionKeith CassidyDivision of ExaminationsExams Accessible and IntegratedSEC speeches and statementsWashington DC