Tag: sec_speeches_and_statements

• SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds

  9 Oct 2026 11:01 a.m.

  Chairman Paul S. Atkins and Commissioner Mark T. Uyeda each issued statements on the proposed amendments to the Investment Company Act cross-trading rule, which is subject to public comment before any changes are finalized.

  BusinessPolitics and GovernmentUSAFinancial MarketsFederal GovernmentLegal SECPaul S. AtkinsInvestment Company Cross TradingProposed AmendmentsSecurities and Exchange CommissionFinancial RegulationMark T. Uyedacross-trading rulesSEC speeches and statementsInvestment Company Actcross-trading ruleregistered fundssecurities regulationmutual funds

• SEC's Peirce Issues Statement on Proposals to Facilitate Retail Investor Access to Private Investments

  30 Sep 2026 2:11 p.m.

  SEC Commissioner Hester M. Peirce has released a statement titled "Performance Interval" addressing proposals aimed at facilitating retail investor access to private investments.

  BusinessPolitics and GovernmentUSAFinancial MarketsFederal GovernmentEconomyLegal Securities and Exchange CommissionHester M. Peirceretail investor accessprivate investmentsPerformance IntervalSEC speeches and statementsfinancial regulation

• SEC Chairman Atkins Remarks at 24-Hour Trading Roundtable

  17 Sep 2026 10:21 a.m.

  SEC Chairman Paul S. Atkins has delivered remarks at a 24-hour trading roundtable, with the speech now available through the agency's Speeches and Statements page.

  BusinessPolitics and GovernmentUSAFinancial MarketsFederal GovernmentEconomy Securities and Exchange CommissionPaul S. Atkins24-Hour Trading RoundtableSEC speeches and statementsUS financial regulation

• SEC Commissioner Peirce Issues "Slumber Number" Innovation Exemption Statement

  17 Sep 2026 10:02 a.m.

  SEC Commissioner Hester M. Peirce has released a new statement titled "Slumber Number: Innovation Exemption Statement," posted to the agency's Speeches and Statements page.

  BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegalEconomy Securities and Exchange CommissionHester M. PeirceSlumber NumberInnovation Exemption StatementSEC Speeches and StatementsFinancial Regulation

• SEC Examinations Director Keith Cassidy Outlines "Accessible and Integrated" Approach

  16 Sep 2026 3:51 p.m.

  The Securities and Exchange Commission has posted a new speech by Keith Cassidy, Director of the Division of Examinations, titled "Exams Accessible and Integrated."

  BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegal Securities and Exchange CommissionKeith CassidyDivision of ExaminationsExams Accessible and IntegratedSEC speeches and statementsWashington DC

• SEC's Uyeda Issues Statement on Proposed Rescission of Rule 14a-8

  16 Sep 2026 10:01 a.m.

  SEC Commissioner Mark T. Uyeda has released a statement on the proposed rescission of Rule 14a-8 and proposed proxy solicitation modernization, posted to the agency's speeches and statements page.

  BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegalEconomy Securities and Exchange CommissionMark T. UyedaRule 14a-8Proxy SolicitationSEC Speeches and StatementsProxy Rules

• SEC Commissioner Uyeda Remarks Published After Investor Advisory Committee Meeting

  10 Sep 2026 3:02 p.m.

  The Securities and Exchange Commission has posted Commissioner Mark T. Uyeda's remarks delivered at the agency's Investor Advisory Committee meeting, adding to its published speeches and statements.

  Politics and GovernmentBusinessFederal GovernmentFinancial MarketsLegal Securities and Exchange CommissionMark T. UyedaInvestor Advisory CommitteeSEC speeches and statementsFinancial regulationBusiness and Finance

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