Tag: sec_speeches_and_statements
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SEC's Peirce Issues Statement on Proposals to Facilitate Retail Investor Access to Private Investments
SEC Commissioner Hester M. Peirce has released a statement titled "Performance Interval" addressing proposals aimed at facilitating retail investor access to private investments.
BusinessPolitics and GovernmentUSAFinancial MarketsFederal GovernmentEconomyLegal Securities and Exchange CommissionHester M. Peirceretail investor accessprivate investmentsPerformance IntervalSEC speeches and statementsfinancial regulation
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SEC Chairman Atkins Remarks at 24-Hour Trading Roundtable
SEC Chairman Paul S. Atkins has delivered remarks at a 24-hour trading roundtable, with the speech now available through the agency's Speeches and Statements page.
BusinessPolitics and GovernmentUSAFinancial MarketsFederal GovernmentEconomy Securities and Exchange CommissionPaul S. Atkins24-Hour Trading RoundtableSEC speeches and statementsUS financial regulation
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SEC Commissioner Peirce Issues "Slumber Number" Innovation Exemption Statement
SEC Commissioner Hester M. Peirce has released a new statement titled "Slumber Number: Innovation Exemption Statement," posted to the agency's Speeches and Statements page.
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegalEconomy Securities and Exchange CommissionHester M. PeirceSlumber NumberInnovation Exemption StatementSEC Speeches and StatementsFinancial Regulation
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SEC Examinations Director Keith Cassidy Outlines "Accessible and Integrated" Approach
The Securities and Exchange Commission has posted a new speech by Keith Cassidy, Director of the Division of Examinations, titled "Exams Accessible and Integrated."
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegal Securities and Exchange CommissionKeith CassidyDivision of ExaminationsExams Accessible and IntegratedSEC speeches and statementsWashington DC
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SEC's Uyeda Issues Statement on Proposed Rescission of Rule 14a-8
SEC Commissioner Mark T. Uyeda has released a statement on the proposed rescission of Rule 14a-8 and proposed proxy solicitation modernization, posted to the agency's speeches and statements page.
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegalEconomy Securities and Exchange CommissionMark T. UyedaRule 14a-8Proxy SolicitationSEC Speeches and StatementsProxy Rules
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SEC Commissioner Uyeda Remarks Published After Investor Advisory Committee Meeting
The Securities and Exchange Commission has posted Commissioner Mark T. Uyeda's remarks delivered at the agency's Investor Advisory Committee meeting, adding to its published speeches and statements.
Politics and GovernmentBusinessFederal GovernmentFinancial MarketsLegal Securities and Exchange CommissionMark T. UyedaInvestor Advisory CommitteeSEC speeches and statementsFinancial regulationBusiness and Finance