Tag: mark_t_uyeda
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SEC's Uyeda to Speak at Roundtable on 24-Hour Trading
SEC Commissioner Mark T. Uyeda has delivered remarks at the agency's roundtable on 24-hour trading, with the speech published in the SEC's Speeches and Statements section.
BusinessPolitics and GovernmentUSAFinancial MarketsFederal GovernmentEconomy Securities and Exchange CommissionMark T. Uyeda24-hour tradingSEC roundtableSpeeches and StatementsWashington, DC
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SEC Commissioner Uyeda Issues Statement on the Innovation Exemption
SEC Commissioner Mark T. Uyeda has released a statement on the Innovation Exemption, posted to the agency's Speeches and Statements page.
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegalEconomy Securities and Exchange CommissionMark T. UyedaInnovation ExemptionSEC CommissionerSpeeches and StatementsFinancial Regulation
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SEC's Uyeda Issues Statement on Proposed Rescission of Rule 14a-8
SEC Commissioner Mark T. Uyeda has released a statement on the proposed rescission of Rule 14a-8 and proposed proxy solicitation modernization, posted to the agency's speeches and statements page.
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegalEconomy Securities and Exchange CommissionMark T. UyedaRule 14a-8Proxy SolicitationSEC Speeches and StatementsProxy Rules
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SEC Commissioner Uyeda Remarks Published After Investor Advisory Committee Meeting
The Securities and Exchange Commission has posted Commissioner Mark T. Uyeda's remarks delivered at the agency's Investor Advisory Committee meeting, adding to its published speeches and statements.
Politics and GovernmentBusinessFederal GovernmentFinancial MarketsLegal Securities and Exchange CommissionMark T. UyedaInvestor Advisory CommitteeSEC speeches and statementsFinancial regulationBusiness and Finance
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SEC Commissioner Uyeda Comments on Proposed "Pay-to-Play" Rule Rescission
SEC Commissioner Mark T. Uyeda has released a statement regarding the proposed rescission of Rule 206(4)-5 under the Investment Advisers Act, known as the "pay-to-play" rule, addressing its potential implications.
Politics and GovernmentBusinessFederal GovernmentFinancial MarketsLegalEconomy Mark T. UyedaSecurities and Exchange CommissionInvestment Advisers ActRule 206(4)-5Pay-to-playProposed RescissionFinancial Regulation
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SEC Commissioner Uyeda Comments on Proposed Transfer Agent Rule Amendments
Commissioner Mark T. Uyeda of the Securities and Exchange Commission has issued a statement concerning proposed amendments to the SEC’s Transfer Agent Rules. This new information, detailing potential regulatory changes, is now accessible on the SEC's official newsroom.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegal Securities and Exchange CommissionSECMark T. UyedaTransfer Agent RulesRegulatory AmendmentsFinancial RegulationGovernment
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SEC Commissioner Uyeda Issues Statement on Crypto Asset Regulation
SEC Commissioner Mark T. Uyeda has released a statement on the regulation of crypto assets. This new information from the Securities and Exchange Commission underscores the agency's continued attention to digital currency oversight and its implications for financial markets.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsEconomyLegal SECMark T. UyedaCrypto AssetsRegulationSecurities and Exchange CommissionFinancial Services
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SEC Commissioner Uyeda Updates on Treasury Clearing Implementation
Commissioner Mark T. Uyeda of the SEC has issued an update regarding the commission's ongoing efforts to implement treasury clearing, with a target for full implementation by August 2026.
Politics and GovernmentBusinessFederal GovernmentFinancial MarketsBankingEconomyLegal SECMark T. UyedaTreasury ClearingFinancial RegulationMarket StabilityAugust 2026Securities and Exchange Commission
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SEC Commissioner Uyeda Addresses Regulatory Clarity with Rule 0-1(a)(7) Amendments
SEC Commissioner Mark T. Uyeda released a statement on technical amendments to Rule 0-1(a)(7), titled "Restoring Regulatory Clarity." The statement aims to enhance the precision of the regulatory framework, reflecting the SEC's ongoing efforts to refine its rules.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsEconomyLegal Securities and Exchange CommissionSECMark T. UyedaRule 0-1(a)(7)Regulatory ClarityTechnical Amendments
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SEC Commissioner Uyeda Addresses Small Business Capital Formation Committee
SEC Commissioner Mark T. Uyeda delivered remarks to the Small Business Capital Formation Advisory Committee. His speech, now available, offers insights into capital formation for small businesses, providing public access to the discussion.
Politics and GovernmentBusinessFederal GovernmentEconomyFinancial MarketsEducation Mark T. UyedaSECSmall Business Capital Formation Advisory CommitteeCapital FormationSmall BusinessSpeechesSecurities Regulation
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SEC Commissioner Uyeda's Remarks to American-Hellenic Chamber Now Public
SEC Commissioner Mark T. Uyeda's remarks before the American-Hellenic Chamber of Commerce are now publicly available. The speech offers insights into financial regulation and is accessible on the SEC's newsroom.
Politics and GovernmentBusinessFederal GovernmentEconomyFinancial MarketsTrade Securities and Exchange CommissionMark T. UyedaAmerican-Hellenic Chamber of CommerceFinancial RegulationPublic StatementsSECSpeeches
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SEC Commissioner Uyeda Issues Statement on Proposed E-Delivery Regulation
SEC Commissioner Mark T. Uyeda has released a statement on the proposed Regulation E-Delivery. The document is now publicly available, offering insights into the regulatory proposal.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegalEconomy Securities and Exchange CommissionMark T. UyedaRegulation E-DeliveryFinancial RegulationGovernmentPublic Policy
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SEC Commissioner Uyeda Addresses Transatlantic Challenges at US-CEE Connection
SEC Commissioner Mark T. Uyeda delivered remarks on transatlantic challenges in law, business, and policy at the US-CEE Connection event, with the full speech now available.
Politics and GovernmentBusinessWorldFederal GovernmentEconomyLegalFinancial MarketsEuropeTrade Mark T. UyedaSECUS-CEE ConnectionTransatlantic ChallengesLawPolicy
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SEC Commissioner Uyeda Issues Statement on Regulation NMS Amendments
SEC Commissioner Mark T. Uyeda released a statement on proposed amendments to Regulation NMS. The statement is now accessible, addressing significant changes to market structure rules.
BusinessPolitics and GovernmentEconomyFinancial MarketsFederal Government SECRegulation NMSMark T. UyedaFinancial RegulationSecuritiesAmendments
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SEC Publishes Commissioner Uyeda's Investor Advisory Committee Remarks
The SEC has made Commissioner Mark T. Uyeda's remarks from the Investor Advisory Committee Meeting publicly available. The speech offers insights into the commission's work.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsEconomy Securities and Exchange CommissionMark T. UyedaInvestor Advisory CommitteeSpeechesFinancial RegulationGovernmentPublic Information
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SEC Commissioner Uyeda Issues Statement on Climate Disclosure Rules
SEC Commissioner Mark T. Uyeda has released a statement regarding the rescission of climate-related disclosure rules. The full statement is now publicly available, as announced by the Securities and Exchange Commission.
Politics and GovernmentBusinessFederal GovernmentEconomyEnvironmentLegal Mark T. UyedaSecurities and Exchange CommissionClimate-Related Disclosure RulesRescissionStatementFinancial RegulationGovernment
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SEC Commissioner Uyeda Proposes Offering and Filer Status Reforms
SEC Commissioner Mark T. Uyeda has released a statement proposing reforms for registered offerings, enhancing accommodations for Emerging Growth Companies, and simplifying filer status for reporting companies to streamline regulatory processes.
BusinessPolitics and GovernmentFederal GovernmentEconomyFinancial Markets Securities and Exchange CommissionMark T. UyedaRegistered Offering ReformEmerging Growth CompaniesFiler StatusReporting CompaniesFinancial Services
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SEC Commissioner Mark T. Uyeda Releases Statement on Proposing Semiannual Reporting
The Securities and Exchange Commission has issued a new official statement from Commissioner Mark T. Uyeda. The newly released document addresses the proposal of semiannual reporting, adding to the agency's ongoing public disclosures and regulatory communications.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsEconomyLegal Securities and Exchange CommissionMark T. UyedaSemiannual ReportingFinancial RegulationGovernmentSEC