Tag: rule_206_4_5

SEC Commissioner Uyeda Comments on Proposed "Pay-to-Play" Rule Rescission

3 Sep 2026 4:41 p.m.

SEC Commissioner Mark T. Uyeda has released a statement regarding the proposed rescission of Rule 206(4)-5 under the Investment Advisers Act, known as the "pay-to-play" rule, addressing its potential implications.

Politics and Government Business Federal Government Financial Markets Legal Economy Mark T. Uyeda Securities and Exchange Commission Investment Advisers Act Rule 206(4)-5 Pay-to-play Proposed Rescission Financial Regulation