Tag: investment_advisers_act
-
SEC Chairman Atkins Issues Statement on Proposal Addressing Crypto Asset Custody
SEC Chairman Paul S. Atkins has released a statement on a proposal to address the custody of crypto assets under the Investment Advisers Act and the Investment Company Act.
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegalEconomy SECPaul S. AtkinsCrypto AssetsCustodyInvestment Advisers ActInvestment Company ActWashington DC
-
SEC Commissioner Uyeda Comments on Proposed "Pay-to-Play" Rule Rescission
SEC Commissioner Mark T. Uyeda has released a statement regarding the proposed rescission of Rule 206(4)-5 under the Investment Advisers Act, known as the "pay-to-play" rule, addressing its potential implications.
Politics and GovernmentBusinessFederal GovernmentFinancial MarketsLegalEconomy Mark T. UyedaSecurities and Exchange CommissionInvestment Advisers ActRule 206(4)-5Pay-to-playProposed RescissionFinancial Regulation