Tag: investment_company_act

SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds

9 Oct 2026 11:01 a.m.

Chairman Paul S. Atkins and Commissioner Mark T. Uyeda each issued statements on the proposed amendments to the Investment Company Act cross-trading rule, which is subject to public comment before any changes are finalized.

Business Politics and Government USA Financial Markets Federal Government Legal SEC Paul S. Atkins Investment Company Cross Trading Proposed Amendments Securities and Exchange Commission Financial Regulation Mark T. Uyeda cross-trading rules SEC speeches and statements Investment Company Act cross-trading rule registered funds securities regulation mutual funds
SEC Chairman Atkins Issues Statement on Proposal Addressing Crypto Asset Custody

1 Oct 2026 3:50 p.m.

SEC Chairman Paul S. Atkins has released a statement on a proposal to address the custody of crypto assets under the Investment Advisers Act and the Investment Company Act.

Business Politics and Government USA Federal Government Financial Markets Legal Economy SEC Paul S. Atkins Crypto Assets Custody Investment Advisers Act Investment Company Act Washington DC