Tag: cross_trading_rule
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SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds
The SEC has proposed amendments to the Investment Company Act cross-trading rule, which allows certain securities transactions between a registered fund and its affiliates under set conditions.
BusinessPolitics and GovernmentUSAFinancial MarketsLegalFederal Government Securities and Exchange CommissionInvestment Company Actcross-trading ruleregistered fundssecurities regulationmutual fundsfinancial regulation