Tag: proposed_amendments

SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds

9 Oct 2026 11:01 a.m.

Chairman Paul S. Atkins and Commissioner Mark T. Uyeda each issued statements on the proposed amendments to the Investment Company Act cross-trading rule, which is subject to public comment before any changes are finalized.

Business Politics and Government USA Financial Markets Federal Government Legal SEC Paul S. Atkins Investment Company Cross Trading Proposed Amendments Securities and Exchange Commission Financial Regulation Mark T. Uyeda cross-trading rules SEC speeches and statements Investment Company Act cross-trading rule registered funds securities regulation mutual funds
SEC Commissioner Uyeda Issues Statement on Proposed Custody Rule Amendments

1 Oct 2026 4:01 p.m.

SEC Commissioner Mark T. Uyeda has released a statement on proposed amendments to the custody rules, posted among the agency's speeches and statements.

Business Politics and Government Law Enforcement Financial Markets Legal Federal Government Securities and Exchange Commission Mark T. Uyeda custody rules proposed amendments SEC Commissioner Washington, DC financial regulation