Tag: securities
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SEC Chairman Atkins Addresses Regulation NMS Provisions
SEC Chairman Paul S. Atkins addressed key aspects of Regulation NMS at an Open Meeting. His statement focused on the Trade-Through Rule and Locked and Crossed Markets provisions, underscoring ongoing regulatory efforts in securities markets.
BusinessPolitics and GovernmentEconomyFinancial MarketsFederal GovernmentGeneral PoliticsLegal Paul S. AtkinsSECRegulation NMSTrade-Through RuleLocked and Crossed MarketsFinancial RegulationSecurities
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SEC Commissioner Uyeda Issues Statement on Regulation NMS Amendments
SEC Commissioner Mark T. Uyeda released a statement on proposed amendments to Regulation NMS. The statement is now accessible, addressing significant changes to market structure rules.
BusinessPolitics and GovernmentEconomyFinancial MarketsFederal Government SECRegulation NMSMark T. UyedaFinancial RegulationSecuritiesAmendments
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SEC Director Moloney Discusses Reforms for Registered Offerings
Jim Moloney, Director of the SEC's Division of Corporation Finance, has issued a statement on improving registered offering and filer status regimes. His remarks highlight efforts to modernize the regulatory framework for public securities offerings.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegal Jim MoloneySECDivision of Corporation FinanceRegistered OfferingFiler Status RegimesSecuritiesRegulation
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Commissioner Peirce's Remarks to Investor Advisory Committee Now Available
SEC Commissioner Hester M. Peirce's remarks, "A Quarter for your Thoughts," delivered at the Investor Advisory Committee meeting, are now available. The speech provides insights shared with the committee, accessible via the SEC's newsroom.
Politics and GovernmentBusinessFederal GovernmentFinancial MarketsEconomyEducation Hester M. PeirceSECInvestor Advisory CommitteeSpeechesFinancial RegulationInvestmentSecurities
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SEC Chairman Atkins Proposes Reforms for Emerging Growth Companies and Filer Status
SEC Chairman Paul S. Atkins announced new proposals to enhance Emerging Growth Company accommodations, simplify reporting company filer status, and reform registered offerings, aiming to streamline financial market regulations.
BusinessPolitics and GovernmentFederal GovernmentEconomyFinancial MarketsLegal Paul S. AtkinsSECEmerging Growth CompanyFiler StatusRegistered Offering ReformFinancial RegulationSecurities