Tag: pay_to_play_rule
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SEC Commissioner Peirce Addresses Pay-to-Play Rule Rescission
SEC Commissioner Hester M. Peirce has released a statement, "First Amendment Sense and Sensibilities," discussing the proposed rescission of the pay-to-play rule. The statement is now available on the SEC's newsroom.
Politics and GovernmentBusinessFederal GovernmentEconomyLegal Hester M. PeirceSECPay-to-Play RuleRescissionFirst AmendmentFinancial RegulationSecurities
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SEC Proposes Rescission of Investment Adviser "Pay-to-Play" Rule
The SEC has proposed rescinding its "pay-to-play" rule, which currently prohibits investment advisers from offering compensated services to government clients for two years after making political contributions. This move could reshape adviser-government interactions.
Politics and GovernmentBusinessFederal GovernmentEconomyFinancial MarketsLegalGeneral Politics Securities and Exchange CommissionInvestment AdvisersPay-to-Play RulePolitical ContributionsGovernment ClientsFinancial Regulation
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SEC Chairman Atkins Comments on 'Pay-to-Play' Rule Rescission Proposal
SEC Chairman Paul S. Atkins has issued a statement concerning a proposal to rescind the 'Pay-to-Play' rule. This development from the Securities and Exchange Commission highlights ongoing regulatory discussions.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegalEconomy SECPaul S. AtkinsPay-to-Play RuleRescissionFinancial RegulationSecurities and Exchange CommissionGovernment