Tag: investment_advisers
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SEC Proposes New E-Delivery Rule for Enhanced Investor Access
The SEC has proposed Regulation E-Delivery to expand electronic information delivery for issuers, broker-dealers, and investment advisers. This new rule aims to make financial information more accessible and useful for investors, modernizing communication in the financial sector.
Politics and GovernmentBusinessFederal GovernmentEconomyFinancial MarketsLegal SECRegulation E-DeliveryElectronic DeliveryInvestorsFinancial InformationBroker-dealersInvestment Advisers