Tag: chief_compliance_officers

SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers

6 Oct 2026 12:01 p.m.

The SEC's Compliance Outreach Program will hold a virtual national seminar on November 19, 2026, aimed at helping chief compliance officers of investment companies and investment advisers.

Business Politics and Government USA Federal Government Financial Markets Legal Education Securities and Exchange Commission Compliance Outreach Program investment companies investment advisers chief compliance officers virtual seminar Washington, DC