Tag: investment_companies

SEC to Host Virtual National Compliance Outreach Seminar on Nov. 19

6 Oct 2026 2:10 p.m.

The 2026 Compliance Outreach Program National Seminar, aimed at chief compliance officers of investment companies and investment advisers, will run from 8:30 A.M. ET.

Business Politics and Government USA Federal Government Financial Markets Legal Banking Education Securities and Exchange Commission Compliance Outreach Program Investment Advisers Investment Companies Investor Protection Virtual Seminar chief compliance officers Washington, DC