Tag: investment_companies
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SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers
The SEC's Compliance Outreach Program will hold a virtual national seminar on November 19, 2026, aimed at helping chief compliance officers of investment companies and investment advisers.
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegalEducation Securities and Exchange CommissionCompliance Outreach Programinvestment companiesinvestment adviserschief compliance officersvirtual seminarWashington, DC