Tag: business_development_companies
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SEC Adopts Amendments Updating 'Small Entity' Definitions for Investment Companies and Advisers
The SEC has adopted amendments to rules defining which registered investment companies, investment advisers and business development companies qualify as small entities under the Regulatory Flexibility Act.
BusinessPolitics and GovernmentLaw EnforcementFinancial MarketsLegalFederal Government Securities and Exchange Commissionsmall entityRegulatory Flexibility Actinvestment companiesinvestment advisersbusiness development companiesSEC rule amendments
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SEC Proposes Framework for Crypto Asset Custody by Advisers and Funds
The SEC has proposed new rules and amendments creating a tailored framework for how registered investment advisers and regulated funds may custody crypto assets under federal securities laws.
BusinessPolitics and GovernmentUSAFinancial MarketsLegalFederal GovernmentEconomy Securities and Exchange Commissioncrypto assetsinvestment advisersregulated fundscustodyfederal securities lawsbusiness development companies
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SEC's Uyeda Issues Statement on Proposed Amendments to Adviser Performance-Based Compensation, Interval Fund Modernization, and Multiple Share Class Rules
SEC Commissioner Mark T. Uyeda has released a statement on proposed amendments covering adviser performance-based compensation, interval fund modernization, and multiple share class rules for closed-end funds and BDCs.
BusinessPolitics and GovernmentUSAFinancial MarketsFederal GovernmentLegalEconomy SECMark T. UyedaInterval Fund ModernizationClosed-End FundsBusiness Development CompaniesPerformance-Based CompensationMultiple Share Class Rules