Tag: sec_rule_amendments
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SEC Commissioner Uyeda Issues Statement on Adoption of Amendments to Small Entity Definitions
SEC Commissioner Mark T. Uyeda has released a statement on the agency's adoption of amendments to its small entity definitions, published among the commission's speeches and statements.
BusinessPolitics and GovernmentLaw EnforcementFinancial MarketsLegalFederal Government Securities and Exchange CommissionMark T. Uyedasmall entity definitionsSEC rule amendmentsfinancial regulationWashington DC
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SEC Adopts Amendments Updating 'Small Entity' Definitions for Investment Companies and Advisers
The SEC has adopted amendments to rules defining which registered investment companies, investment advisers and business development companies qualify as small entities under the Regulatory Flexibility Act.
BusinessPolitics and GovernmentLaw EnforcementFinancial MarketsLegalFederal Government Securities and Exchange Commissionsmall entityRegulatory Flexibility Actinvestment companiesinvestment advisersbusiness development companiesSEC rule amendments
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SEC Proposes Amendments to Expand Responsible Retailization of Private Markets
The SEC voted to propose rule amendments aimed at facilitating capital formation in public and private markets by expanding retail investor choice and promoting innovation in regulated fund structures.
BusinessPolitics and GovernmentUSAFinancial MarketsFederal GovernmentEconomyLegal Securities and Exchange CommissionSEC rule amendmentscapital formationretail investorsprivate marketsregulated fund structuresretailization