Tag: investors

SEC Establishes New Retail Fraud Working Group

7 Jul 2026 11:52 a.m.

The SEC has formed a new Retail Fraud Working Group to bolster the Division of Enforcement's efforts. This group will focus on identifying and combating fraud specifically targeting everyday investors, enhancing protection in financial markets.

Politics and Government Business Law Enforcement Federal Government Economy Financial Markets Legal Securities and Exchange Commission Retail Fraud Working Group Fraud Investors Enforcement Financial Crime Government
SEC Appoints Four New Members to Investor Advisory Committee

1 Jun 2026 4:21 p.m.

The SEC has appointed four new members to its Investor Advisory Committee. Three members will serve four-year terms, with the fourth member's term details pending. This move aims to strengthen investor representation and advice on regulatory issues.

Politics and Government Business Federal Government Financial Markets Economy Securities and Exchange Commission SEC Investor Advisory Committee appointments regulatory matters investors Government