Tag: enforcement
-
SEC Suspends Trading in TJGC Group Limited
The Securities and Exchange Commission has posted a new trading suspension for TJGC Group Limited, with details available in the agency's enforcement filing.
BusinessLaw EnforcementPolitics and GovernmentFinancial MarketsLegalFederal Government TJGC Group LimitedSecurities and Exchange Commissiontrading suspensionenforcementUS financial regulation
-
TCEQ Commissioners to Weigh Concrete Batch Plant Permit, Water Permits and Dozens of Enforcement Orders
Texas environmental commissioners meet October 21 to decide a Burleson concrete plant permit, water discharge applications and dozens of agreed enforcement orders against refineries and cities.
Politics and GovernmentEnvironmentLaw EnforcementLegalState GovernmentsEnergyClimate Change Texas Commission on Environmental QualityTCEQConcrete Batch PlantWater QualityAir QualityEnforcementTarrant County
-
California's Legal Cannabis Market Generates Billions While State Cracks Down on Illicit Operations
California's legal cannabis market has generated nearly $8.4 billion in tax revenue since 2018, funding key programs. Governor Newsom announced intensified efforts against illicit operators, including a recent $13.3 million seizure, while strengthening child protection measures.
Politics and GovernmentBusinessLaw EnforcementHealthState GovernmentsEconomyLegalSocial Issues CaliforniaCannabisTax RevenueIllicit MarketEnforcementPublic SafetyChild ProtectionCalifornia Governors Office
-
TCEQ Commission to Address Key Environmental Permits, Enforcement Actions, and Rule Changes
The Texas Commission on Environmental Quality will convene on August 12, 2026, to consider a wide range of environmental issues, including waste disposal permits, water and air quality enforcement, and significant rule amendments.
Politics and GovernmentBusinessScience & TechnologyLaw EnforcementState GovernmentsLegalEnvironmentGeneral Politics Texas Commission on Environmental QualityTCEQenvironmental regulationpermitsenforcementair qualitywater qualitywaste managementTexas
-
IRS Celebrates National Whistleblower Day, Citing $8 Billion Recovered
The IRS celebrates National Whistleblower Day, acknowledging whistleblowers' vital role in recovering over $8 billion since 2007. The agency has enhanced its program with digital tools to boost tax compliance and combat fraud.
Politics and GovernmentBusinessLaw EnforcementFederal GovernmentEconomyLegalEmployment and Labor IRSWhistleblowerTax ComplianceFraudNational Whistleblower DayTax SystemEnforcement
-
SEC Establishes New Retail Fraud Working Group
The SEC has formed a new Retail Fraud Working Group to bolster the Division of Enforcement's efforts. This group will focus on identifying and combating fraud specifically targeting everyday investors, enhancing protection in financial markets.
Politics and GovernmentBusinessLaw EnforcementFederal GovernmentEconomyFinancial MarketsLegal Securities and Exchange CommissionRetail Fraud Working GroupFraudInvestorsEnforcementFinancial CrimeGovernment
-
TCEQ to Address New Utility District, Major Wastewater Permits, and Extensive Enforcement Actions
The Texas Commission on Environmental Quality will convene to consider a new utility district, multiple wastewater permits, and over 30 enforcement actions for environmental violations across the state.
Politics and GovernmentBusinessScience & TechnologyLaw EnforcementState GovernmentsEnvironmentLegalEnergyGeneral Politics Texas Commission on Environmental QualityEnvironmental RegulationWastewater TreatmentAir QualityWater DistrictsEnforcementTexas
-
CFTC Orders Two Foreign Firms to Pay $2.5 Million for Illegal Transactions
The CFTC has ordered Netrios LP Ltd. and Red Acre Ltd. to pay $2.5 million. The firms facilitated illegal off-exchange leveraged or margined retail commodity transactions with ineligible U.S. customers, leading to settlement charges.
BusinessLaw EnforcementPolitics and GovernmentEconomyFinancial MarketsLegalFederal Government CFTCNetrios LP Ltd.Red Acre Ltd.Illegal TransactionsCommodity TradingFinancial RegulationEnforcement
-
CFTC Resolves Enforcement Action Against Celsius Founder Alexander Mashinsky
The CFTC has resolved its enforcement action against Celsius Network founder Alexander Mashinsky. A consent order imposes permanent bans on trading and registration, and enjoins him from future anti-fraud violations.
BusinessPolitics and GovernmentLaw EnforcementFederal GovernmentLegalFinancial Markets Alexander MashinskyCelsius Network LLCCFTCEnforcementConsent OrderTrading BanFraud
-
SEC Enforcement Director Woodcock Addresses MFA Legal & Compliance Conference
SEC Enforcement Director David Woodcock spoke at the MFA Legal & Compliance 2026 Conference, discussing key legal and compliance issues. His remarks are now available, offering insights into the SEC's regulatory expectations for the financial industry.
Politics and GovernmentBusinessLaw EnforcementFederal GovernmentEconomyFinancial MarketsLegal David WoodcockSECEnforcementMFA ConferenceLegal ComplianceFinancial RegulationSpeeches