Tag: unregistered_associated_persons

CFTC Sanctions Eight Individuals for Acting as Unregistered Associated Persons of Foreign Introducing Brokers

9 Nov 2026 3:29 p.m.

The Commodity Futures Trading Commission filed and settled orders against eight people accused of acting as unregistered associated persons of unregistered foreign introducing brokers.

Business Law Enforcement Politics and Government Financial Markets Legal Federal Government Commodity Futures Trading Commission unregistered associated persons foreign introducing brokers administrative orders Michael Talento Anthony Tyler Williams enforcement