Tag: transfer_agent_rules
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SEC Commissioner Peirce Issues Statement on Proposed Transfer Agent Rules
SEC Commissioner Hester M. Peirce has released a statement titled 'Time to Transfer,' addressing proposed rules for transfer agents. The statement is now available on the SEC's newsroom.
BusinessPolitics and Government Securities and Exchange CommissionHester M. PeirceTransfer Agent RulesFinancial RegulationSECStatement
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SEC Commissioner Uyeda Comments on Proposed Transfer Agent Rule Amendments
Commissioner Mark T. Uyeda of the Securities and Exchange Commission has issued a statement concerning proposed amendments to the SEC’s Transfer Agent Rules. This new information, detailing potential regulatory changes, is now accessible on the SEC's official newsroom.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegal Securities and Exchange CommissionSECMark T. UyedaTransfer Agent RulesRegulatory AmendmentsFinancial RegulationGovernment