Tag: regulatory_clarity

SEC Commissioner Uyeda Addresses Regulatory Clarity with Rule 0-1(a)(7) Amendments

4 Aug 2026 11:21 a.m.

SEC Commissioner Mark T. Uyeda released a statement on technical amendments to Rule 0-1(a)(7), titled "Restoring Regulatory Clarity." The statement aims to enhance the precision of the regulatory framework, reflecting the SEC's ongoing efforts to refine its rules.

Business Politics and Government Federal Government Financial Markets Economy Legal Securities and Exchange Commission SEC Mark T. Uyeda Rule 0-1(a)(7)Regulatory Clarity Technical Amendments
CFTC Staff Issues No-Action Letter on Data Reporting for Event Contracts

13 May 2026 4:39 p.m.

The CFTC's Divisions of Market Oversight and Clearing and Risk have issued a no-action letter regarding swap data reporting and recordkeeping for event contracts, providing regulatory clarity for market participants.

Politics and Government Business Law Enforcement Federal Government Economy Financial Markets Legal CFTC Event Contracts Data Reporting No-Action Letter Swap Data Regulatory Clarity Financial Regulation