Tag: no_action_letter

• CFTC Issues No-Action Letter to Kraken Derivatives Exchange on Dormancy

  24 Jul 2026 3:10 p.m.

  The CFTC's Division of Market Oversight has issued a no-action letter to Kraken Derivatives Exchange Inc., addressing procedures related to dormancy. This action provides clarity for the designated contract market.

  Politics and GovernmentBusinessFederal GovernmentEconomyFinancial MarketsLegal CFTCKraken Derivatives ExchangeSmall Exchange Inc.No-Action LetterMarket OversightDormancy ProceduresFinancial Regulation

• CFTC Staff Issues No-Action Letter for Swap Risk Reduction Services

  17 Jun 2026 3:53 p.m.

  CFTC divisions have granted no-action positions to Capitolis Partners, Quantile Technologies, and TriOptima for their post-trade risk reduction services for swaps, including portfolio rebalancing and basis risk mitigation, as outlined in CFTC Staff Letter No. 26-20.

  BusinessPolitics and GovernmentEconomyFinancial MarketsFederal GovernmentLegal CFTCNo-Action LetterSwapsRisk ReductionCapitolis Partners LLCQuantile TechnologiesTriOptima AB

• CFTC Issues No-Action Relief for Digital Commodity Perpetual Futures

  12 Jun 2026 5:58 p.m.

  The CFTC's Division of Market Oversight has granted no-action relief, enabling designated contract markets to convert existing perpetual-style digital commodity futures into true digital commodity perpetual futures, fostering evolution in digital asset derivatives.

  Politics and GovernmentBusinessFederal GovernmentFinancial MarketsEconomyLegal CFTCDivision of Market OversightNo-Action LetterDigital Commodity FuturesPerpetual FuturesDesignated Contract MarketsFinancial Regulation

• CFTC Staff Issues No-Action Position to Cboe Digital Exchange

  3 Jun 2026 3:40 p.m.

  The CFTC's Division of Market Oversight has issued a time-limited no-action letter to Cboe Digital Exchange, LLC. This position addresses specific procedures related to dormancy for the designated contract market.

  Politics and GovernmentBusinessFederal GovernmentFinancial MarketsLegal CFTCCboe Digital ExchangeNo-Action LetterMarket OversightDormancy ProceduresDesignated Contract MarketFinancial Regulation

• CFTC Staff Issues No-Action Letter on Data Reporting for Event Contracts

  13 May 2026 4:39 p.m.

  The CFTC's Divisions of Market Oversight and Clearing and Risk have issued a no-action letter regarding swap data reporting and recordkeeping for event contracts, providing regulatory clarity for market participants.

  Politics and GovernmentBusinessLaw EnforcementFederal GovernmentEconomyFinancial MarketsLegal CFTCEvent ContractsData ReportingNo-Action LetterSwap DataRegulatory ClarityFinancial Regulation

← Back to latest