Tag: large_trader_reporting
-
CFTC Issues No-Action Letter to Electron Exchange for Large Trader Reporting
The CFTC's Division of Market Oversight has issued a no-action letter to Electron Exchange DCM LLC, allowing it to submit large trader reporting for direct participants as if their contracts were exclusively self-cleared.
Politics and GovernmentBusinessFederal GovernmentEconomyFinancial Markets CFTCElectron Exchange DCM LLCDivision of Market OversightNo-action letterLarge trader reportingFinancial regulationCommodity Futures
-
CFTC Ends Routine Large Trader Reporting for Physical Commodity Swaps
The CFTC has ended routine large trader reporting for physical commodity swaps under Part 20. Clearing organizations, members, and swap dealers are no longer required to file daily and event-based position reports, streamlining regulatory obligations.
BusinessPolitics and GovernmentEconomyFederal GovernmentFinancial MarketsLegal CFTCLarge Trader ReportingPhysical Commodity SwapsPart 20Reporting RequirementsFinancial RegulationCommodities