Tag: office_of_municipal_securities
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SEC Official Dave Sanchez Addresses Statewide Joint Powers Authorities and Energy Prepay Bonds
SEC Office of Municipal Securities Director Dave Sanchez has posted remarks on statewide joint powers authorities and energy prepay bonds, newly available through the agency's Speeches and Statements page.
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsEnergyLegal Securities and Exchange CommissionDave SanchezOffice of Municipal SecuritiesStatewide Joint Powers AuthoritiesEnergy Prepay BondsMunicipal BondsSpeeches and Statements
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SEC Office of Municipal Securities Issues Statement on Non-Solicitor Municipal Advisors' Role in Disclosure
The SEC's Office of Municipal Securities has published a new statement addressing the role non-solicitor municipal advisors play in disclosure, posted to the agency's speeches and statements page.
BusinessPolitics and GovernmentUSAFederal GovernmentFinancial MarketsLegal Securities and Exchange CommissionOffice of Municipal Securitiesmunicipal advisorsdisclosuremunicipal securitiesregulationWashington, DC
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SEC Updates Municipal Advisor Registration FAQs for Clarity
The SEC's Office of Municipal Securities updated its FAQs for municipal advisor registration and recordkeeping. The revisions offer greater clarity on compliance requirements for financial professionals in the municipal market.
Politics and GovernmentBusinessFederal GovernmentEconomyLegal Securities and Exchange CommissionOffice of Municipal SecuritiesMunicipal AdvisorsRegistrationRecordkeepingFAQsFinancial Regulations