Tag: municipal_advisors

SEC Office of Municipal Securities Issues Statement on Non-Solicitor Municipal Advisors' Role in Disclosure

16 Sep 2026 6:01 p.m.

The SEC's Office of Municipal Securities has published a new statement addressing the role non-solicitor municipal advisors play in disclosure, posted to the agency's speeches and statements page.

Business Politics and Government USA Federal Government Financial Markets Legal Securities and Exchange Commission Office of Municipal Securities municipal advisors disclosure municipal securities regulation Washington, DC
SEC Updates Municipal Advisor Registration FAQs for Clarity

10 Jul 2026 1:22 p.m.

The SEC's Office of Municipal Securities updated its FAQs for municipal advisor registration and recordkeeping. The revisions offer greater clarity on compliance requirements for financial professionals in the municipal market.

Politics and Government Business Federal Government Economy Legal Securities and Exchange Commission Office of Municipal Securities Municipal Advisors Registration Recordkeeping FAQs Financial Regulations