Tag: registration

SEC Updates Municipal Advisor Registration FAQs for Clarity

10 Jul 2026 1:22 p.m.

The SEC's Office of Municipal Securities updated its FAQs for municipal advisor registration and recordkeeping. The revisions offer greater clarity on compliance requirements for financial professionals in the municipal market.

Politics and Government Business Federal Government Economy Legal Securities and Exchange Commission Office of Municipal Securities Municipal Advisors Registration Recordkeeping FAQs Financial Regulations