Tag: financial_markets
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IRS Opens Applications for 2027 Compliance Assurance Process Program
The IRS is now accepting applications for its 2027 Compliance Assurance Process (CAP) program until October 30, 2026. This program helps large corporations resolve tax issues before filing, offering greater certainty.
BusinessPolitics and GovernmentFederal GovernmentEconomyFinancial MarketsLegal IRSCompliance Assurance ProcessCAP programcorporate taxtax complianceapplicationsfinancial statements
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IRS Opens 2027 Compliance Assurance Process Applications for Corporations
The IRS is now accepting applications for its 2027 Compliance Assurance Process (CAP) program until Oct. 30, 2026. This program helps large corporations resolve tax issues before filing, offering greater certainty and improving compliance.
BusinessPolitics and GovernmentFederal GovernmentEconomyFinancial MarketsLegal IRSCompliance Assurance ProcessCAP programCorporate TaxTax ComplianceApplications2027
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Media Monitor: TIME Reports on U.S. Economy, Midterm Ballot Concerns
TIME magazine reports on the U.S. economy, noting polarized views on growth versus inequality and the critical issue of affordability. It also covers ongoing legal battles and voter concerns surrounding mail-in ballots for the Midterms.
Politics and GovernmentBusinessScience & TechnologyEconomyFinancial MarketsElectionGeneral PoliticsArtificial IntelligenceRobotics U.S. EconomyMidterm ElectionsAffordability CrisisMail-in BallotsDonald J TrumpGDPInequalityTIME magazine
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Media Monitor: TIME Reports Mistrial in Clancy Case, Rise in Cannabis-Related Vomiting, Nurse Strikes
TIME is reporting a mistrial in the Lindsay Clancy case, highlighting maternal mental health. It also covers the rise of cannabinoid hyperemesis syndrome, ongoing nurse strikes, and other health news.
HealthLaw EnforcementBusinessScience & TechnologyMedical ScienceEmployment and LaborSocial IssuesLegalComputers and InternetFinancial Markets Lindsay ClancyPostpartum PsychosisCannabinoid Hyperemesis SyndromeCannabisNurses StrikePennsylvaniaOuraTIME Health
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FinCEN Renews Order Targeting Illicit Cash Flows at Southwest Border MSBs
FinCEN renewed a GTO for southwest border MSBs, requiring reports on cash transactions of $1,000 or more. This targets drug cartels and illicit financial flows in New Mexico and Texas, effective September 3, 2026.
Politics and GovernmentBusinessLaw EnforcementFederal GovernmentEconomyLegalSocial IssuesFinancial Markets FinCENGeographic Targeting OrderMoney Services BusinessesSouthwest BorderDrug CartelsCurrency Transaction ReportsFinancial CrimeFinancial Crimes Enforcement Network
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SEC Commissioner Uyeda Comments on Proposed "Pay-to-Play" Rule Rescission
SEC Commissioner Mark T. Uyeda has released a statement regarding the proposed rescission of Rule 206(4)-5 under the Investment Advisers Act, known as the "pay-to-play" rule, addressing its potential implications.
Politics and GovernmentBusinessFederal GovernmentFinancial MarketsLegalEconomy Mark T. UyedaSecurities and Exchange CommissionInvestment Advisers ActRule 206(4)-5Pay-to-playProposed RescissionFinancial Regulation
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SEC Proposes Rescission of Investment Adviser "Pay-to-Play" Rule
The SEC has proposed rescinding its "pay-to-play" rule, which currently prohibits investment advisers from offering compensated services to government clients for two years after making political contributions. This move could reshape adviser-government interactions.
Politics and GovernmentBusinessFederal GovernmentEconomyFinancial MarketsLegalGeneral Politics Securities and Exchange CommissionInvestment AdvisersPay-to-Play RulePolitical ContributionsGovernment ClientsFinancial Regulation
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SEC Chairman Atkins Comments on 'Pay-to-Play' Rule Rescission Proposal
SEC Chairman Paul S. Atkins has issued a statement concerning a proposal to rescind the 'Pay-to-Play' rule. This development from the Securities and Exchange Commission highlights ongoing regulatory discussions.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegalEconomy SECPaul S. AtkinsPay-to-Play RuleRescissionFinancial RegulationSecurities and Exchange CommissionGovernment
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FinCEN Uncovers Nearly $13 Billion in Digital Asset Scams, Urges Vigilance
FinCEN warns financial institutions about nearly $13 billion linked to sophisticated digital asset investment scams, often called 'pig butchering,' operated by overseas criminal organizations, urging vigilance and reporting.
Politics and GovernmentBusinessLaw EnforcementFederal GovernmentBankingFinancial MarketsAsia FinCENDigital AssetsScamsFraudFinancial CrimesPig ButcheringSoutheast AsiaFinancial Crimes Enforcement Network
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New Jersey's Credit Rating Upgraded to AA- by KBRA
New Jersey's credit rating has been upgraded to AA- by KBRA, the highest since 2015, marking a significant fiscal achievement for Governor Mikie Sherrill in her first year, reflecting responsible budget management and a $6 billion surplus.
Politics and GovernmentBusinessState GovernmentsEconomyFinancial MarketsEducationSocial Issues New JerseyMikie SherrillKBRAcredit ratingfiscal policybudgetOffice of New Jersey Governor
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SEC Investor Advisory Committee to Address AI in Public Markets
The SEC's Investor Advisory Committee will meet on September 10 in Washington D.C. to discuss artificial intelligence technologies in public markets and the SEC's response to these advancements.
BusinessPolitics and GovernmentScience & TechnologyFederal GovernmentFinancial MarketsArtificial IntelligenceEducation SECInvestor Advisory CommitteePublic MarketsWashington D.C.Financial RegulationMeeting
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Federal Reserve Governor Waller Discusses Economic Outlook
Federal Reserve Governor Christopher J. Waller delivered a speech on the economic outlook at the Reuters NEXT Newsmaker Interview in Washington, D.C., offering insights into current and future economic conditions.
Politics and GovernmentBusinessMediaFederal GovernmentEconomyFinancial MarketsDigital and Print Publishing Christopher J. WallerFederal ReserveEconomic OutlookSpeechWashington D.C.Reuters NEXTBusiness/EconomyU.S. Federal Reserve
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Federal Reserve Highlights Beige Book and Digital Presence
The U.S. Federal Reserve directs the public to its "Beige Book" publication for economic insights and promotes engagement via its official website and various social media platforms.
BusinessPolitics and GovernmentEconomyBankingFinancial MarketsFederal Government Federal ReserveBeige BookEconomic ReportCentral BankPublicationsSocial MediaWashington D.C.U.S. Federal Reserve
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CFTC Issues No-Action Letter to Electron Exchange for Large Trader Reporting
The CFTC's Division of Market Oversight has issued a no-action letter to Electron Exchange DCM LLC, allowing it to submit large trader reporting for direct participants as if their contracts were exclusively self-cleared.
Politics and GovernmentBusinessFederal GovernmentEconomyFinancial Markets CFTCElectron Exchange DCM LLCDivision of Market OversightNo-action letterLarge trader reportingFinancial regulationCommodity Futures
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OCC Opens Registration for Fall 2026 Community Bank Workshops
The OCC is accepting registrations for its fall 2026 in-person workshops for community bank directors and senior management. These final workshops of the year include a new Asset Management session, offering practical training across various U.S. cities.
BusinessPolitics and GovernmentEconomyBankingFinancial MarketsFederal GovernmentEducation Office of the Comptroller of the CurrencyCommunity BanksFinancial ServicesProfessional DevelopmentAsset ManagementRisk ManagementOffice of the Comptroller of the Currency (OCC)
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Dartmouth Affiliates Recognized with Peace Prize, Research Award, and Economic Insights
Dartmouth affiliates receive top honors, with the Davidson Institute announcing Chase Peace Prize recipients, the Landino Lab earning a "Paper of the Year Award," and Professor Eric Zitzewitz discussing prediction markets.
BusinessScience & TechnologyPolitics and GovernmentWeatherEmployment and LaborGeneral PoliticsMedical ScienceFinancial MarketsClimate Change Dartmouth CollegeChase Peace PrizeLandino LabCell BiologyPrediction MarketsEconomicsResearch Awards
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Penn Medicine Launches First Human Trial for FLASH Proton Therapy
Penn Medicine has launched the first human clinical trial for FLASH proton therapy, a faster and potentially less-toxic radiation treatment for cancer. This innovative approach aims to improve patient outcomes and convenience.
HealthScience & TechnologyBusinessWorldMedical ScienceEnvironmentEconomyFinancial MarketsEducationSocial Issues Penn MedicineFLASH proton therapyCancer treatmentClinical trialRadiation therapyAlexander LinHealth & Medicine
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G20 Finance Leaders Convene in Asheville to Tackle Global Economic Challenges
G20 Finance Ministers and Central Bank Governors met in Asheville, North Carolina, addressing global economic growth, financial stability, sovereign debt, and financial literacy. They emphasized private sector engagement and responsible AI development.
BusinessPolitics and GovernmentScience & TechnologyWorldEconomyFinancial MarketsBankingArtificial IntelligenceEducationFederal Government G20AshevilleGlobal EconomyFinancial StabilitySovereign DebtFinancial LiteracyUS Treasury
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SEC Unveils Agenda and Panelists for 24-Hour Trading Roundtable
The SEC has announced the agenda and panelists for its September 17, 2026, roundtable. The event will address preparations for 24-hour trading, gathering experts at the SEC's Washington D.C. headquarters.
BusinessPolitics and GovernmentFinancial MarketsFederal GovernmentEconomyLegal Securities and Exchange Commission24-hour tradingRoundtableWashington D.C.Market regulationInvestment
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SEC Charges Bay Area Fund Executives in Multimillion-Dollar Ponzi-Like Scheme
The SEC has charged Mark D. Hanf and Hoai-Nam Chu Phan, former executives of Pacific Private Money Group LLC, with orchestrating a multimillion-dollar Ponzi-like offering fraud in the San Francisco Bay Area.
BusinessLaw EnforcementEconomyFinancial MarketsLegalFederal Government SECMark D. HanfHoai-Nam Chu PhanPonzi SchemeOffering FraudPacific Private Money GroupSan Francisco Bay Area
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OCC Opens Registration for Fall 2026 Community Bank Workshops
The OCC is accepting registrations for its fall 2026 in-person workshops for community bank directors and senior management. These workshops, including a new Asset Management session, offer practical training to strengthen community banks.
BusinessPolitics and GovernmentEconomyBankingFederal GovernmentEducationFinancial Markets Office of the Comptroller of the CurrencyCommunity BanksBank DirectorsSenior ManagementWorkshopsAsset ManagementOffice of the Comptroller of the Currency (OCC)
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CFTC Resolves Action Against Swaps Trader for Making False Statements
The CFTC announced a consent order against John Patrick Gorman III, a U.S. dollar swaps trader. The order, entered by the U.S. District Court for the Southern District of New York, resolves an action for making false statements.
BusinessLaw EnforcementPolitics and GovernmentFinancial MarketsLegalFederal GovernmentEconomy John Patrick Gorman IIICFTCSwaps TraderFalse StatementsConsent OrderU.S. District CourtSouthern District of New York
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US Treasury Secretary Bessent Meets Bank of Japan Governor Ueda on Yen Undervaluation
US Treasury Secretary Scott Bessent met with Bank of Japan Governor Kazuo Ueda at the G20 in Asheville, North Carolina, to discuss macroeconomic priorities, monetary policy, and the yen's undervaluation.
Politics and GovernmentBusinessFederal GovernmentEconomyBankingFinancial Markets Scott BessentKazuo UedaUS TreasuryBank of JapanG20AshevilleYenMonetary Policy
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SEC Commissioner Uyeda Comments on Proposed Transfer Agent Rule Amendments
Commissioner Mark T. Uyeda of the Securities and Exchange Commission has issued a statement concerning proposed amendments to the SEC’s Transfer Agent Rules. This new information, detailing potential regulatory changes, is now accessible on the SEC's official newsroom.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegal Securities and Exchange CommissionSECMark T. UyedaTransfer Agent RulesRegulatory AmendmentsFinancial RegulationGovernment
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Governor Barr to Speak on Economic Outlook and Financial Inclusion
Federal Reserve Governor Barr will address the Second-Chance Lending Forum on September 1, 2026. His speech will cover the economic outlook and financial inclusion, focusing on creditworthiness and criminal history policy.
Politics and GovernmentBusinessFederal GovernmentEconomyFinancial MarketsSocial Issues Governor BarrFederal ReserveEconomic OutlookFinancial InclusionSecond-Chance Lending ForumCreditworthinessWashington D.C.U.S. Federal Reserve
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Regulators Push Back Form PF Compliance to July 2027
The CFTC and SEC have jointly extended the compliance deadline for Form PF amendments from October 2026 to July 2027. This provides more time for investment advisers to private funds, including CPOs and CTAs, to meet new reporting requirements.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegalEconomy CFTCSECForm PFComplianceInvestment AdvisersPrivate FundsFinancial Regulation
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SEC Chairman Atkins Issues Statement on 2024 Form PF Amendments Extension
SEC Chairman Paul S. Atkins has released a statement on the extension of 2024 Form PF Amendments. The new information from the Securities and Exchange Commission is now publicly available, detailing the latest updates.
BusinessPolitics and GovernmentFinancial MarketsFederal GovernmentLegalEconomy Securities and Exchange CommissionSECPaul S. AtkinsForm PF AmendmentsExtensionFinancial RegulationStatements
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Congress.gov Reveals Most-Viewed Bills for Late August
The Library of Congress's Congress.gov platform highlights top-viewed bills for the week of August 30, 2026, covering defense, drug safety, digital assets, and border security, reflecting diverse public interest in current legislation.
Politics and GovernmentHealthBusinessFederal GovernmentCongressMedical ScienceFinancial MarketsMilitary Library of CongressCongress.govLegislationDefenseDrug SafetyDigital AssetsBorder SecurityU.S. Library of Congress
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Secretary Bessent to Participate in G20 Finance Sessions
U.S. Treasury Secretary Scott Bessent is participating in the G20 Finance Ministers and Central Bank Governors Plenary Sessions in Asheville, North Carolina, livestreamed on X, discussing economic developments, growth, and banking.
Politics and GovernmentBusinessWorldMediaGeneral PoliticsFederal GovernmentEconomyFinancial MarketsEducation Scott BessentG20U.S. Department of the TreasuryAshevilleFinance MinistersCentral Bank GovernorsEconomic PolicyUS Treasury
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Dartmouth Joins National Quantum Computing Institute to Boost U.S. Leadership
Dartmouth College joins the NSF-funded MARQUIS research institute to advance U.S. leadership in quantum science and engineering. The E.E. Just Program also hosted its 'Dartmouth Adventures in STEM' event, promoting student engagement in critical scientific fields.
BusinessScience & TechnologyEducationComputers and InternetEconomyFinancial MarketsArtificial Intelligence Dartmouth CollegeQuantum ComputingMARQUIS InstituteNSFE.E. Just ProgramSTEMResearch