Tag: enforcement_actions
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Federal Reserve Board Takes Enforcement Actions Against Former Bank Employees
The Federal Reserve Board has issued enforcement actions against former employees of Regions Bank and First Interstate Bank, as announced by its Board of Governors. Details of the actions or individuals were not disclosed.
BusinessPolitics and GovernmentLaw EnforcementBankingFederal GovernmentLegal Federal Reserve Boardenforcement actionsRegions BankFirst Interstate Bankregulatory oversightfinanceU.S. Federal Reserve
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TCEQ Commission to Address Environmental Permits, Enforcement, and Rule Changes
The Texas Commission on Environmental Quality will convene to consider a range of critical environmental issues, including permit renewals for waste disposal, new rules for pesticide application, and numerous enforcement actions against companies and municipalities for various violations.
Politics and GovernmentBusinessLaw EnforcementState GovernmentsEnvironmentLegal TCEQEnvironmental RegulationTexasPermit RenewalEnforcement ActionsAir QualityWater Quality
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Iowa DNR Seeks Public Input on Water and Air Quality Permits, Announces Enforcement Actions
The Iowa DNR is accepting public comments on a federal water quality permit and an air quality permit modification for Ingredion Incorporated. The department also detailed recent enforcement actions against two companies.
Politics and GovernmentBusinessScience & TechnologyLaw EnforcementState GovernmentsEnvironmentLegalSocial Issues Iowa DNRWater QualityAir QualityPublic CommentEnvironmental RegulationsEnforcement ActionsIngredion IncorporatedIowaUSA
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TCEQ Commission to Tackle Environmental Enforcement, Water Management, and Licensing Reforms
The TCEQ Commission will meet July 30, 2026, to address new advisory committee appointments, watermaster program evaluations, and over 40 enforcement actions for air, water, and waste violations across Texas, alongside legislative rule changes.
Politics and GovernmentBusinessLaw EnforcementHealthState GovernmentsLegalEnvironmentEducationEmployment and Labor TCEQEnvironmental RegulationWater QualityAir QualityWaste ManagementTexasEnforcement Actions
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Iowa DNR Announces July EPC Meeting, Enforcement Actions, and Permit Reviews
The Iowa DNR has released details for its July 21 Environmental Protection Commission meeting, alongside recent enforcement actions and public review opportunities for air quality and water use permits, emphasizing public participation in environmental oversight.
Politics and GovernmentBusinessLaw EnforcementGeneral PoliticsState GovernmentsEnvironmentLegalAgriculture Iowa Department of Natural ResourcesEnvironmental Protection CommissionEnvironmental RegulationsEnforcement ActionsAir Quality PermitsWater Use PermitsDes MoinesIowaUSA
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OCC Releases July 2026 Enforcement Actions Against Banks and Individuals
The OCC announced July 2026 enforcement actions, including a cease and desist order for United Texas Bank over BSA/AML issues and a prohibition order against a former JPMorgan Chase employee for theft. Four previous enforcement actions were also terminated.
BusinessLaw EnforcementBankingLegalFederal GovernmentEconomy OCCenforcement actionsUnited Texas BankJPMorgan Chase BankBSA/AMLbank fraudFinancial ServicesOffice of the Comptroller of the Currency (OCC)
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TCEQ to Address New Utility District, Wastewater Permits, and Extensive Enforcement Actions
The TCEQ will consider a new Ellis County utility district, multiple wastewater permits, and numerous enforcement actions for air, water, and petroleum storage violations, alongside rule adoptions and executive sessions on July 15, 2026.
Politics and GovernmentBusinessLaw EnforcementState GovernmentsLegalEnvironmentWater QualityAir QualityEmployment and Labor Texas Commission on Environmental QualityEnvironmental RegulationWastewater ManagementPermitsEnforcement ActionsTexas
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TCEQ to Address New Utility Districts, Permit Renewals, and Extensive Enforcement Actions
The TCEQ will meet July 1, 2026, to consider creating two new Municipal Utility Districts, renewing an air quality permit, and imposing penalties for numerous air, water, and waste violations across Texas.
Politics and GovernmentBusinessLaw EnforcementHealthState GovernmentsLegalEnvironmentEducationEnergy TCEQEnvironmental RegulationTexasMunicipal Utility DistrictsAir QualityWater QualityEnforcement Actions
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OCC Issues June 2026 Enforcement Actions, Prohibiting Former Bank Officials
The OCC has issued June 2026 enforcement actions, including prohibitions against former Quontic Bank and First National Bank of Lindsay officials for misconduct, alongside terminating actions for Bank of America and two other banks.
BusinessPolitics and GovernmentLaw EnforcementEconomyBankingLegalFederal Government OCCenforcement actionsSteven HoDanny SeibelQuontic BankFirst National Bank of LindsayOffice of the Comptroller of the Currency (OCC)
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TCEQ Commission to Address Broad Environmental Agenda, Including Permits, Enforcement, and New Utility Districts
The TCEQ Commission will meet to consider environmental permits, enforcement actions for air and water quality violations, and petitions for new utility districts and rulemaking, impacting various Texas counties.
Politics and GovernmentBusinessState GovernmentsEnvironmentLegalEnergy TCEQEnvironmental PermitsEnforcement ActionsWater QualityAir QualityMunicipal Utility DistrictsTexas
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Iowa DNR Announces EPC Meeting, Enforcement Actions, and Public Permit Reviews
The Iowa DNR details its upcoming Environmental Protection Commission meeting, recent enforcement actions against several entities, and opens public comment periods for air quality and water use permits, encouraging public participation.
Politics and GovernmentBusinessScience & TechnologyState GovernmentsEnvironmentLegalAgricultureEconomy Iowa Department of Natural ResourcesEnvironmental Protection CommissionEnvironmental RegulationsAir Quality PermitsWater Use PermitsEnforcement ActionsPublic CommentIowaUSA
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CFTC Reverses Policy on Settlement Denials in Enforcement Cases
The CFTC has rescinded a policy preventing settlements where defendants deny allegations. This allows the agency to accept "neither admit nor deny" settlements in administrative and civil proceedings, changing its enforcement approach.
Politics and GovernmentBusinessLaw EnforcementFederal GovernmentLegalFinancial MarketsGeneral Politics CFTCSettlementsEnforcement ActionsPolicy RescissionAdministrative LawCivil LawFinancial Regulation
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Federal Reserve Board Issues Enforcement Actions Against Former Bank Employees
The Federal Reserve Board has issued enforcement actions against former employees of Atlantic Union Bank and Frost Bank, as announced by the Board of Governors.
BusinessPolitics and GovernmentLaw EnforcementBankingFederal GovernmentLegal Federal Reserve Boardenforcement actionsAtlantic Union BankFrost BankregulationU.S. Federal Reserve
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TCEQ Agenda Features Extensive Environmental Permit Reviews and Enforcement Actions Across Texas
The TCEQ will review numerous environmental permits for Texas facilities and consider 50 enforcement actions against companies and municipalities for air, water, and waste violations, alongside proposals for new utility districts.
Politics and GovernmentBusinessScience & TechnologyLaw EnforcementState GovernmentsEnvironmentLegalEnergyGeneral Politics TCEQEnvironmental RegulationAir QualityWater QualityPermitsEnforcement ActionsTexas
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OCC Releases May 2026 Enforcement Actions, Citing BSA/AML Failures and Fraud
The OCC announced May 2026 enforcement actions, including a consent order for Community Federal Savings Bank over BSA/AML deficiencies and a prohibition order against a former JP Morgan Chase associate for unauthorized withdrawals. Several previous actions were also terminated.
BusinessPolitics and GovernmentLaw EnforcementFederal GovernmentBankingLegal Office of the Comptroller of the CurrencyEnforcement ActionsFinancial RegulationBank Secrecy ActAnti-Money LaunderingFraudOffice of the Comptroller of the Currency (OCC)
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SEC Commissioner Peirce Issues Statement on Settlements and Enforcement Actions
SEC Commissioner Hester M. Peirce has released a new statement, "Somewhere Between Cacophony and Euphony," discussing settlements and enforcement actions. This new insight into the Commission's regulatory approach is now available on the SEC's newsroom.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegal Hester M. PeirceSECSecurities and Exchange CommissionSettlementsEnforcement ActionsRegulatorySpeeches and Statements
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SEC Rescinds Policy on Enforcement Action Settlements
The Securities and Exchange Commission has rescinded a policy, Rule 202.5(e), which governed the denial of settlements in enforcement actions where sanctions were imposed. This move alters the SEC's approach to resolving such cases.
BusinessPolitics and GovernmentLaw EnforcementFederal GovernmentLegalFinancial Markets Securities and Exchange CommissionSECEnforcement ActionsSettlementsPolicy ChangeRule 202.5(e)Government
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TCEQ Agenda: Permits, Penalties, and Public Input on Texas Environmental Issues
TCEQ's June 3 meeting will cover permit renewals for a pet crematory and refineries, new wastewater and industrial permits, creation of utility districts, and numerous enforcement actions for environmental violations across Texas.
Politics and GovernmentBusinessLaw EnforcementState GovernmentsEnvironmentLegalEnergy Texas Commission on Environmental QualityEnvironmental PermitsAir QualityWater QualityEnforcement ActionsTexasUtility Districts
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Federal Reserve Terminates Enforcement Actions Against UBS and Credit Suisse
The Federal Reserve Board has ended enforcement actions against UBS Group AG, Credit Suisse AG, and their U.S. entities. This decision concludes regulatory oversight, signaling compliance by the major global banks.
BusinessPolitics and GovernmentBankingFederal GovernmentLegal Federal Reserve BoardUBS Group AGCredit Suisse AGEnforcement ActionsFinancial ServicesRegulationU.S. Federal Reserve
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Federal Reserve Ends Enforcement Actions Against F & M Holding and Thread Bancorp
The Federal Reserve Board has terminated enforcement actions against F & M Holding Company, Inc. and Thread Bancorp, Inc., concluding regulatory oversight for both financial holding companies.
BusinessPolitics and GovernmentUSA Federal Reserve BoardF & M Holding CompanyThread BancorpEnforcement ActionsBanking & FinanceGovernmentU.S. Federal Reserve