Tag: regulatory
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SEC Commissioner Peirce Issues Statement on Settlements and Enforcement Actions
SEC Commissioner Hester M. Peirce has released a new statement, "Somewhere Between Cacophony and Euphony," discussing settlements and enforcement actions. This new insight into the Commission's regulatory approach is now available on the SEC's newsroom.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsLegal Hester M. PeirceSECSecurities and Exchange CommissionSettlementsEnforcement ActionsRegulatorySpeeches and Statements