Tag: rule_202_5_e

SEC Rescinds Policy on Enforcement Action Settlements

18 May 2026 4:01 p.m.

The Securities and Exchange Commission has rescinded a policy, Rule 202.5(e), which governed the denial of settlements in enforcement actions where sanctions were imposed. This move alters the SEC's approach to resolving such cases.

Business Politics and Government Law Enforcement Federal Government Legal Financial Markets Securities and Exchange Commission SEC Enforcement Actions Settlements Policy Change Rule 202.5(e)Government