Tag: investor_education
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US Regulators Urge Investors to Build Resilience Against Market Swings and Fraud for World Investor Week 2026
SEC, CFTC, FINRA, NASAA, NFA and SIPC issue a joint investor bulletin for World Investor Week 2026, urging diversification, emergency savings and vigilance against relationship and impersonation scams.
BusinessLaw EnforcementUSACanadaFinancial MarketsLegalComputers and InternetSocial Issues World Investor Week 2026Securities and Exchange Commissioninvestor educationinvestment fraudrelationship investment scamsdiversificationSecurities Investor Protection Corporation
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SEC Warns Investors of Scammers Using ERA Filings for Fraud
The SEC's Office of Investor Education and Assistance warns investors about scammers using exempt reporting adviser (ERA) filings to appear legitimate. These fraudsters are luring individuals into advance fee fraud and other schemes, urging caution.
BusinessPolitics and GovernmentLaw EnforcementEconomyFinancial MarketsLegalFederal Government SECInvestor AlertScamsExempt Reporting AdviserERA filingsAdvance Fee FraudInvestor Education
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SEC Appoints John Moses as Director of Investor Education Office
The Securities and Exchange Commission has named John Moses as the new Director of its Office of Investor Education and Assistance. This office is crucial for providing resources to help investors secure their financial futures and protect against risks.
BusinessPolitics and GovernmentFederal GovernmentFinancial MarketsEconomyEducation John MosesSecurities and Exchange CommissionInvestor EducationFinancial LiteracyInvestment ProtectionAppointmentsFinancial Services