Tag: era_filings
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SEC Warns Investors of Scammers Using ERA Filings for Fraud
The SEC's Office of Investor Education and Assistance warns investors about scammers using exempt reporting adviser (ERA) filings to appear legitimate. These fraudsters are luring individuals into advance fee fraud and other schemes, urging caution.
BusinessPolitics and GovernmentLaw EnforcementEconomyFinancial MarketsLegalFederal Government SECInvestor AlertScamsExempt Reporting AdviserERA filingsAdvance Fee FraudInvestor Education