Tag: investment_service_providers
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SEC and France's AMF Sign Supervisory MOU to Boost Cooperation on Investment Advisers
The U.S. Securities and Exchange Commission and France's Autorité des Marchés Financiers have entered a Memorandum of Understanding to share information and consult on investment advisers and investment service providers.
BusinessPolitics and GovernmentLaw EnforcementFinancial MarketsBankingLegalEurope SECAutorité des Marchés FinanciersMemorandum of Understandinginvestment advisersinvestment service providersfinancial regulation