Tag: commodity_pool_operator

CFTC Seeks Public Comment on Proposed Rule Changes for CPO and CTA Registration

18 Aug 2026 10:35 a.m.

The CFTC is seeking public comment on proposed rule changes for commodity pool operator and commodity trading advisor registration. The amendments aim to reduce duplicative regulation, streamlining requirements for market participants.

Politics and Government Business Federal Government Economy Financial Markets Legal CFTC Commodity Pool Operator Commodity Trading Advisor Regulation Rulemaking Public Comment Financial Services
CFTC Charges North Carolina Company and Operator with Fraud

7 Jul 2026 3:10 p.m.

The CFTC has filed a complaint in North Carolina against Trevor L. Vernon and Argent Capital Management LLC, alleging fraud as a commodity pool operator.

Business Law Enforcement Politics and Government USA CFTC Fraud Commodity Pool Operator Trevor L. Vernon Argent Capital Management LLC North Carolina Legal Action