Tag: rule_modernization
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SEC Proposes Modernizing Rules for Transfer Agents
The SEC has proposed modernizing rules for registered transfer agents. These agents are vital to the national clearance and settlement system, and the updates reflect their evolving and diverse functions.
BusinessPolitics and GovernmentLegal Securities and Exchange CommissionSECTransfer AgentsFinancial RegulationNational Clearance and Settlement SystemRule ModernizationFinancial Services