Tag: regulatory_compliance
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OCC Clarifies Standards for Regulatory Filing Decisions
The OCC clarified its filing decision standards, emphasizing adherence to 12 CFR 5.13. Filings must be complete to avoid being returned as deficient, while approvals, conditional approvals, and denials are based on statutory, regulatory, and policy criteria.
BusinessPolitics and GovernmentFederal GovernmentBankingEconomyLegal Office of the Comptroller of the CurrencyRegulatory ComplianceFinancial RegulationFiling DecisionsWashington D.C.Government PolicyOffice of the Comptroller of the Currency (OCC)