Tag: western_asset_management_company_llc
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SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case
The SEC has moved for a final judgment by consent against Stephen Kenneth Leech II, former co-chief investment officer of Western Asset Management Company LLC, in its cherry picking case.
BusinessLaw EnforcementUSAFinancial MarketsLegalBanking Securities and Exchange CommissionKen LeechWestern Asset Management Company LLCcherry pickingfinal judgmentinvestment adviser