SEC Charges Investment Adviser Zoe Financial Over Undisclosed Conflicts of Interest

The Securities and Exchange Commission today announced settled charges against New York-based investment adviser Zoe Financial Inc. for failing to fully and fairly disclose material facts concerning conflicts of interest to its clients and prospective clients.

According to the SEC, the firm did not fully and fairly disclose material facts about its conflicts of interest. The agency announced the charges in a press release published on its website.

The SEC said the matter was resolved through a settlement with the firm. Further details of the settlement were not included in the announcement.

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