SEC Staff Issues Statement on Affiliations Between National Securities Exchanges and Broker-Dealers

The Securities and Exchange Commission's Division of Trading and Markets has issued a staff statement on affiliations between national securities exchanges and broker-dealers.

The statement was posted to the SEC's Speeches and Statements page. The agency announced the new information was now available.

The SEC is based at 100 F Street, NE, Washington, DC. The commission can be reached at 202-551-4120.

The SEC directs the public to follow its official accounts on X, Facebook, Instagram, Truth Social and YouTube for updates.